Broker Check
Joe Caldera, AAMS®, AIF®, CRPS®, CFP®, CKA®

Joe Caldera, AAMS®, AIF®, CRPS®, CFP®, CKA®

ACCREDITATIONS & LICENSES

  • Series 7, 66 Securities Registrations held through LPL Financial
  • Accredited Asset Management Specialist (AAMS®)
  • Accredited Investment Fiduciary (AIF®)
  • CERTIFIED FINANCIAL PLANNER™
  • Certified Kingdom Advisor (CKA®)
  • Chartered Retirement Plan Specialist (CRPS®)
  • Bachelor of Science in Business Administration, Management
  • Life, Health, Disability, Fixed and Variable Insurance

Mr. Joe Caldera has been a financial advisor since 1998. He is the managing partner of Caldera Wealth Management. He specializes in wealth management and is committed to being a Personal Chief Financial Officer. His success has been built on well-informed clients making better decisions and maintaining a disciplined strategy. He focuses on simplifying complex issues so his clients understand.

Mr. Caldera provides financial, investment, retirement, tax, marital, and estate planning strategies to support his client's unique needs and goals. Through the financial planning process, Mr. Caldera can help clients identify risks or concerns affecting the pursuit of financial success. He creates a unified plan with his clients' CPAs, attorneys, and other advisors. He strives to keep it simple and seeks to become the financial advocate for families, athletes, entertainers, and businesses nationwide.

Mr. Caldera supports many businesses and non-profits with retirement plan needs. Mr. Caldera is appointed by the governor of Nevada, Joe Lombardo, as a member of the Board of Trustees of the Nevada Employee Savings Trust. The Nevada Senate passed bill SB305, requiring employers to sponsor a retirement savings program

Mr. Caldera is also the sole advisor to the Association Retirement Plan (ARP) sponsored by the Las Vegas Chamber of Commerce. The ARP is among the first in the country to provide small and midsize businesses with an affordable, efficient, and robust group 401(k) plan. Mr. Caldera and his team provide plan support and help manage the trustee’s fiduciary responsibilities. Mr. Caldera was selected as the 3(38) investment fiduciary.

Mr. Caldera is an LPL registered investment advisor representative and custodies his client's assets with LPL Financial. LPL Financial is currently holding 1.35 trillion of clients' assets.* LPL was formed in 1989 and serves more than 4.5 million investors across the U.S. through LPL advisors and institutions.** Today, LPL is the nation’s leading independent broker-dealer and RIA custodian that provides technology, investment solutions, and services to more than 22,000 financial advisors.** Clients benefit from a dedicated, independent, and personalized team from Caldera Wealth Management and the financial strength and security of a self-clearing Fortune 500 firm like LPL Financial.


*As of Feb 1, 2024 https://investor.lpl.com
**As of Mar 31, 2024 https://lpl.com/about-us.html