Joe Caldera
AAMS, AIF, CFP, CRPS
ACCREDITATIONS & LICENSES
- Series 7, 66 securities registrations held through LPL Financial Accredited Asset Management Specialist (AMMS®) Accredited Investment Fiduciary (AIF®)
- CERTIFIED FINANCIAL PLANNER™
- Chartered Retirment Plan Specialist (CRPS®)
- Bachelor of Science in Business Administration, Management Life, Health, Disability, Fixed, and Veriable Insurance
INTRO
Mr. Joe Caldera has been a financial advisor for 25 years. He specializes in wealth management and retirement plans. His success has been built on well-informed clients making better decisions and maintaining a disciplined strategy. He focuses on simplifying complex issues, so his clients understand.
Joe provides financial, investment, retirement, and estate planning strategies that work together to support his client's unique needs and objectives. Joe is a diligent financial advisor, working with his clients' CPAs, attorneys, and other advisers to create a unified plan. He strives to keep it simple and help families and businesses to become better stewards of their financial assets.
Joe supports many businesses and non-profits with retirement plan needs. He is also the advisor to the Association Retirement Plan sponsored by the Las Vegas Chamber of Commerce, one of the first Association Retirement Plans in the country. This is an affordable and robust 401(k) plan available to small and mid-size businesses. Joe provides the plan support to help manage their fiduciary responsibilities and assistance negotiating fees.
Joe is an LPL registered investment advisor representative and custodies his client's assets with LPL Financial. LPL was formed in 1989 through the merger of two small brokerage firms, Linsco and Private Ledger (founded in 1968 and 1973, respectively). Today, LPL is the nation's leading independent broker-dealer* with proprietary technology, brokerage, and investment advisor services to more than 21,000 financial advisors.**
EDUCATION
“Financial literacy is the key in helping people pursue financial success.”
Joe graduated with a Bachelor of Science in Business Administration and completed his Executive Certificate in Financial Planning from the University of Nevada, Las Vegas. He is accredited by the College of Financial Planning in Colorado as an Accredited Asset Management
Specialist (AAMS®) and Chartered Retirement Plan Specialist (CRPS®). Joe is also an Accredited Investment Fiduciary (AIF®) and also a CERTIFIED FINANCIAL PLANNER™. Joe maintains his yearly continuing education, including retirement plan updates, tax changes, securities, market trends, insurance, ethics, and new regulations.
WORK HISTORY
“After all these years, I love what I do. I don't work, rather I serve each day.”
Joe began working in the financial field when he was 22 years old. He worked as a Financial Consultant at Quick & Reilly and A.G. Edwards before becoming an independent advisor, now serving his clients, since 2003. Joe is honored to gain the trust and confidence of his existing clients and their referrals. His client base stretches across the United States. His passion is helping manage their unique financial challenges, providing retirement plan support, and providing trusted advice, tools, and solutions that pursue their goals.
RESPECTED ADVISOR
“I'm beyond blessed to help so many and become their financial advocate."
Joe values the reputation of being a “respected advisor” by the community and his peers. Joe served as an elected member and Past Chairman of the Las Vegas Chamber of Commerce Business Council and is the Past Chairman for the Las Vegas “Customer Service Excellence Program.” He also served as a financial coach for his church and a group leader for the Las Vegas Kingdom Advisors Chapter.
PERSONAL
“I'm a steward of all that has been given to me.”
Joe has lived in Las Vegas since 1988 and is active in the community. For relaxation, he enjoys family time with his wife, his two sons, and one daughter. He enjoys evening walks, date nights, Golden Knights events, and season tickets to the Broadway Series at the Smith Center. His family fun includes neighborhood get-togethers, church events, and weekend and holiday gatherings since much of his extended family lives in Las Vegas.
*As reported by Financial Planning magazine, June 1996-2020, based on total revenue.
**"Corporate Snapshot" LPL Financial, 31 Mar. 2023, lpl.com/about- Us.html
Securities and advisory services offered through LPL Financial, a registered investment advisor, member FINRA/SIPC.