Accreditations & Licenses

• Series 7, 66 securities registrations held through LPL Financial
• Accredited Asset Management Specialist (AAMS®)
• Accredited Investment Fiduciary (AIF®)
• Chartered Retirement Plan Specialist (CRPS®)
• Bachelor of Science in Business Administration, Management
• Life, Health, Disability, Fixed, and Variable Insurance

Mr. Joe Caldera is an accredited financial advisor for more than 20 years. His success has been built on well-informed clients making better decisions and maintaining a disciplined strategy.  He focuses on simplifying complex issues, so his clients understand.

Joe provides financial, investment, retirement, and estate planning strategies that work together to support his client's unique needs and objectives. Joe is a diligent financial advisor, working with his clients' CPAs, attorneys, and other advisers to create a unified financial plan.  He strives to keep it simple and help families and businesses to become better stewards of their financial assets.

Joe is the advisor to the Association Retirement Plan sponsored by the Las Vegas Metro Chamber of Commerce, one of the first Association Retirement Plans in the country. He received national attention for the affordable and robust 401(k) plan available to small and mid-size businesses.

Joe is an LPL registered investment advisor representative and custodies his client's assets with LPL Financial. LPL was formed in 1989 through the merger of two small brokerage firms, Linsco and Private Ledger (founded in 1968 and 1973, respectively). Today, LPL is the nation's leading independent broker-dealer* with proprietary technology, brokerage, and investment advisor services to more than 16,000 financial advisors.**

Joe graduated with a Bachelor of Science in Business Administration from the University of Nevada, Las Vegas, and is accredited by the College of Financial Planning in Colorado as an Accredited Asset Management Specialist (AAMS®) and Chartered Retirement Plan Specialist (CRPS®).  Joe is also an Accredited Investment Fiduciary (AIF®).

Joe worked as a Financial Consultant at Quick & Reilly and A.G. Edwards before becoming an independent advisor, now working for his clients.  Joe has gained the trust and confidence of his exiting clients and their referrals. His client base stretches across the United States. His passion is helping manage their unique financial challenges and providing trusted advice, tools, and solutions that support their goals.

Joe has earned the reputation of being a “respected advisor” by the community and his peers. Joe served as an elected member and Past Chairman of the Las Vegas Chamber of Commerce Business Council and is the Past Chairman for the Las Vegas “Customer Service Excellence Program.” He is also a financial coach for his church and a group leader for the Las Vegas Kingdom Advisors Chapter. 

Joe has lived in Las Vegas since 1988 and is active in the community. For relaxation, he enjoys family time with his wife, his two sons, and one daughter. He enjoys evening walks, date night, and season tickets to the Broadway Series at the Smith Center. His family fun includes neighborhood get-togethers, church events, and weekend and holiday gatherings since much of his extended family live locally.

 

*As reported by Financial Planning magazine, June 1996-2019, based on total revenue.

**"Corporate Snapshot" LPL Financial, 30 Sept. 2019, https://www.lpl.com/about-Us/our-financial-strength/corporate-snapshot.html